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Innovation in Compliance with Tom Fox
Innovation in Compliance with Tom Fox
Author: Thomas Fox
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Innovation in compliance brings you interviews with industry leading experts who are changing the way practitioners approach compliance. Host Tom Fox, the Compliance Evangelist and Voice of Compliance is driving the conversation about compliance into the 2020s and beyond with his focus on innovations for the compliance practitioner and the compliance profession. If you want to learn how to bring business solutions to compliance problems to more fully operationalize compliance, this is the podcast for you.
586 Episodes
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Innovation comes in many forms, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning #InnovationinCompliance podcast. In this episode, host Tom Fox welcomes Angie McPhail to discuss the transformation of compliance from a regulatory function to a strategic business imperative.
Angie shares her professional background, having led the Integrity and Compliance group for the Americas at Juniper Networks before its acquisition by HPE. Key discussions include the evolving role of compliance as a strategic influencer within organizations, the intersection of ethics and integrity with ESG, and the importance of trust in building effective compliance programs. Angie emphasizes the need for compliance professionals to understand business strategy, leverage technology, and build trust to drive sustainable growth. The talk also covers the future outlook for compliance leaders and provides advice on preparing the next generation of compliance professionals.
Key highlights:
Compliance as a Strategic Business Function
Influence and Trust in Compliance
Compliance as a Driver of Business Success
Managing Reputational Risk
Future of Compliance Leadership
Resources:
Angie McPhail on LinkedIn
Innovation in Compliance was recently ranked 4th among Risk Management podcasts by 1,000,000 Podcasts.
Innovation comes in many forms, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom welcomes Cristina DiGiacomo, founder of 10P1 Inc.
Cristina has an extensive background in communications, business, and practical philosophy. Cristina introduces her '10+1 Commandments', a set of ethical guidelines for human interaction with artificial intelligence. They discuss the compelling need to integrate these principles into business compliance and governance frameworks. The commandments aim to provide a high-level, universal, and perpetual moral code that addresses the risks and ethical considerations of AI in the corporate world. Cristina emphasizes the importance of maintaining ethical AI practices amidst the evolving regulatory landscape.
Key highlights:
Philosophy in Everyday Life
Ancient Wisdom and Modern Application
The 10+1 Commandments Explained
Applying the Commandments in Business
Governance and Ethical AI
Resources:
Cristina DiGiacomo on LinkedIn
Website-10+1
Innovation in Compliance was recently ranked the 4th podcast in Risk Management by 1,000,000 Podcasts.
Innovation occurs across many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox welcomes back Gerry Zack to discuss a novel service offering in the compliance and risk management community: fractional and adjunct risk professionals.
Zack explains how these roles can supplement companies that lack certain expertise or can’t afford full-time positions, particularly highlighting the benefits of long-term relationships. The discussion also covers the distinctions between compliance and broader risk management, the flexibility of fractional contracts, and the importance of alignment in risk management practices across different organizational departments.
Key highlights:
Exploring the Concept of Fractional CCO
Long-term Benefits of Fractional Roles
Risk Professional Services vs. Compliance
Applications and Benefits of Fractional Roles
Challenges and Considerations
Resources:
Gerry Zack on LinkedIn
Risk-Trek website
Innovation in Compliance was recently ranked 4th among Risk Management podcasts by 1,000,000 Podcasts.
Innovation occurs across many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom welcomes Jack Yu from Experian Innovation Lab.
Jack plays a crucial role in advancing the use of artificial intelligence in compliance. With over 10 years of experience, Jack has been pivotal in integrating AI to streamline and enhance compliance processes, particularly through his practical experience with technologies such as ChatGPT. He believes that generative AI is poised to have a significant impact on compliance, particularly by strengthening fraud-prevention measures against increasingly sophisticated attacks. Jack emphasizes the importance of transparency, responsibility, and trust in AI innovation, ensuring that these technologies not only improve decision-making processes but also safeguard customer data effectively.
Key highlights:
Transforming Compliance Practices with Artificial Intelligence
Responsible AI Agent Deployment for Financial Assistance
Transparent Collaboration for Usable AI Implementation
Building Trust Through Transparent AI Practices
Advancing Fraud Prevention with AI Technology
Resources:
Explore Experian
Experian on LinkedIn
Jack Yu on LinkedIn
Innovation in Compliance was recently ranked 4th among Risk Management podcasts by 1,000,000 Podcasts.
Innovation spans many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom welcomes Steph Holmes, long-time friend and Director of Ethics and Compliance Strategy at the EQS Group, who looks at the current Intersection of AI and compliance.
Steph Holmes and EQS are both at the forefront of integrating artificial intelligence (AI) into compliance programs to enhance their efficiency and effectiveness. With a focus on practical applications, Holmes views AI as a crucial tool for expanding resources, especially as organizations face increasing regulatory changes and economic pressures. She advocates for the responsible, sustainable, and explainable adoption of AI, emphasizing that compliance professionals should embrace it rather than fear it. Holmes discusses the importance of blending AI capabilities with human oversight to ensure compliance tasks are managed accurately and risks are mitigated effectively.
Innovation comes in many areas, and compliance professionals need to not only be ready for it but also embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom welcomes Travis Miller, Chief Strategy Officer and General Counsel at Source Intelligence, to discuss major developments in supply chain compliance.
Miller outlines his recent job transition from Google, where he was the Head of Supply Chain Compliance and Social Responsibility. He delves into the complexities and innovations of Source Intelligence, a company focused on supply chain transparency and compliance. He also talks about his book 'Guide to Supply Chain Compliance Laws and Regulations,' and highlights the growing significance of supply chain mapping due to new regulations. The conversation examines the pivotal roles of data accuracy, supplier collaboration, and AI in enhancing supply chain compliance. Miller predicts a more technical and relationship-driven future for supply chain professionals, stressing the importance of strategic partnerships. The discussion also explores four market realities that companies can't ignore, emphasizing the pitfalls of outdated metrics and manual processes. Finally, Travis shares his insights on balancing automation with human judgment to optimize compliance operations.
Key highlights:
The Importance of Supply Chain Compliance
Supply Chain Mapping and Regulations
Full Material Declarations and Their Significance
AI in Supply Chain Compliance
The Future Role of Supply Chain Professionals
The Compliance Playbook and Market Realities
Resources:
Travis Miller on LinkedIn
‘Guide to Supply Chain Compliance Laws and Regulations ‘
The Compliance Playbook is Broken on LinkedIn
Innovation in Compliance was recently honored as the number 4 podcast in Risk Management by 1,000,000 Podcasts.
Innovation comes in many areas and compliance professionals need to not only be ready for it but embrace it. Join Tom Fox, the Voice of Compliance as he visits with top innovative minds, thinkers and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom welcomes Alison Taylor, an expert in ethics, compliance, risk management, and business leadership.
They discuss her book 'Higher Ground,' its impact, and the evolution of conversations around business ethics and sustainability. Alison also shares insights about her new community on Substack, the importance of writing for clarity and communication, and the significance of sustainability in business operations. They explore the changing regulatory environment and the need for more pragmatic and inclusive conversations around sustainability. The episode concludes with Alison's thoughts on teaching ethics and sustainability, engaging with students, and the future of sustainability in business.
Key Highlights
· Discussing 'Higher Ground' and Its Impact
· Building a Community on Substack
· The Importance of Writing
· Corporate Sustainability Trends
· Teaching and Professional Insights
· Future of Sustainability and Final Thoughts
Resources
Alison Taylor on LinkedIn
Higher Ground on Amazon.com
Check out my latest book Upping Your Game-How Compliance and Risk Management Move to 2023 and Beyond, available from Amazon.com.
Innovation in Compliance was recently honored as the number 4 podcast in Risk Management by 1,000,000 Podcasts.
Innovation is present in many areas, and compliance professionals must not only be prepared for it but also actively embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox welcomes Dr. Hemma Lomax from DocuSign, Chris Crowder from Airbus, and Vince Walden from konaAI to explore the future of compliance with AI and AgenticAI. This podcast was edited from a konaAI-sponsored webinar. For a link to the full webinar replay, see below.
Our discussion centers around the integration of AI, innovation, and compliance within corporate environments. Chris and Hemma share insights about their current data analytics efforts and the transformative role of AI in enhancing compliance processes. They discuss the importance of human judgment, exploring new technologies, and creating a forward-thinking compliance culture. Audience members are encouraged to think creatively about leveraging technology to address compliance challenges and prepare for a rapidly evolving business landscape.
Key highlights:
Current State of AI and Data Analytics in Compliance
Challenges and Opportunities in AI Implementation
The Role of AI in Risk Management
Human Judgment and AI: A Balanced Approach
Future of AI in Compliance and Business
Future of AI Agents in Compliance
For a full replay of the Webinar, click here.
For the konaAI white paper on AgenticAI, click here.
To listen to the award-winning podcast Upping Your Game on the use of AI in a compliance program, click here.
Check out my latest book, Upping Your Game-How Compliance and Risk Management Move to 2023 and Beyond, available from Amazon.com.
Innovation in Compliance was recently honored as the number 4 podcast in Risk Management by 1,000,000 Podcasts.
Innovation occurs across many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox welcomes Adam Goslin, a seasoned IT professional who transitioned from developer to VP of IT and Infrastructure, and co-founded Total Compliance Tracking.
Adam and Tom address the complexities and challenges of security and compliance. Adam discusses how his journey into the compliance sector began with his efforts to achieve PCI compliance in his previous role, which illuminated a significant market gap for comprehensive compliance education and support. Driven by a passion to make compliance processes less burdensome, his vision for a comprehensive compliance-tracking company centers on delivering effective solutions that enable organizations to meet regulatory requirements with greater ease and efficiency. Through educational resources such as blogs and podcasts, Total Compliance Tracking demystifies the compliance process, helping organizations and individuals alike manage compliance responsibilities more effectively.
Key takeaways:
Evolution from Developer to Compliance Industry Leader
Revolutionizing Compliance Management with Bold Messaging
Comprehensive Solution for Data Control Challenges
Compliance Education Resources for Security and Compliance
Resources:
Connect with Adam Goslin
LinkedIn
Connect with Total Compliance Tracking
Website
LinkedIn
Tom Fox
Instagram
Facebook
YouTube
Twitter
Innovation comes in many areas, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox welcomes Jason Somrak, the Chief of Product and Strategy for Financial Crime and Compliance at Oracle.
Jason elaborates on his professional background and his decade-long journey at Oracle. He delves into the transformative role of AI in combating financial crimes, exploring how AI has evolved from predicting false positives to using behavioral models and generative AI to enhance investigation processes. Their discussion touches on AI's potential to shift from detection to prevention, the impact of real-time AML, and the significance of automating noise in compliance investigations. They also discuss the importance of regulatory relationships and the emerging challenges in risk management. The episode concludes with insights into the future skills needed in compliance roles and the critical role of corporate culture in implementing AI solutions.
Key highlights:
AI’s Role in Financial Crime Prevention
Proactive vs. Reactive Approaches
AI in Investigations and Triage
Emerging Challenges in Risk Management
Future of AI in Compliance
Skills for Next-Gen Compliance Officers
Resources:
Jason Somrak on LinkedIn
Oracle Financial Services
Tom Fox
Instagram
Facebook
YouTube
Twitter
LinkedIn
Innovation comes in many areas, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox welcomes back Gina Cotner, the CEO and founder of Athena Executive Services, to delve into crucial leadership topics relevant to the compliance community.
The discussion covers root cause analysis (RCA), the importance of creating a culture of accountability, and effective delegation without abdicating responsibility. Gina emphasizes the significance of asking open-ended, curious questions, continuous coaching, and managing up for sustained organizational success. They also touch on the role of trust, psychological safety, and clear communication in enhancing team performance and leadership practices, making it a must-listen for compliance officers and corporate leaders.
Key highlights:
The Importance of Root Cause Analysis
Creating a Culture of Accountability
Effective Delegation Strategies
Trust, Psychological Safety, and Communication
Applying Strategies in Different Contexts
Sustainable Leadership Practices
Resources:
Gina Cotner on LinkedIn
Athena Executive Services
Tom Fox
Instagram
Facebook
YouTube
Twitter
LinkedIn
LinkedIn
Check out my latest book, Upping Your Game-How Compliance and Risk Management Move to 2023 and Beyond, available from Amazon.com.
Innovation in Compliance was recently honored as the number 4 podcast in Risk Management by 1,000,000 Podcasts.
Innovation comes in many areas, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, Tom Fox is joined by returning guest Carol Kaemmerer, author of ‘LinkedIn for the Savvy Executive.’
Carol shares valuable insights on how compliance professionals can leverage LinkedIn to build their personal brand and gain credibility with senior management. She introduces her Brilliance Framework, which includes strategies such as leading with authenticity, utilizing the rule of three for memorable branding, maximizing digital real estate, and emphasizing the importance of engagement. Tune in to enhance your LinkedIn strategy and make a lasting impression in your career.
Key highlights:
Building a Compliance Professional’s Brand
Reframing Compliance Communication
Introducing the LinkedIn Brilliance Framework
Maximizing LinkedIn’s Digital Real Estate
The Importance of Visuals on LinkedIn
Engagement: The Gold of LinkedIn
Resources:
Carol Kaemmerer on LinkedIn
Carol Kaemmerer Website
LinkedIn for the Savvy Executive Second Edition
The LinkedIn Brilliance Framework™: Amplify Your Professional Presence
Tom Fox
Instagram
Facebook
YouTube
Twitter
Innovation comes in many areas, and compliance professionals need to not only be ready for it but also embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox concludes a two-part series with Brad Stevens, focusing today on the innovations of Outsource Access. Brad shares his insights on how fostering a sense of belonging and recognition among employees can lead to remarkable business success. Discover how Outsource Access is redefining the outsourcing industry by prioritizing employee growth, community engagement, and cultural fit.
Key takeaways:
– 🌟 The significance of recognizing employees as individuals, not just numbers.
– 📈 Growth initiatives like SOAR and Isof that empower employees.
– 🎉 Celebrating achievements through consistent and meaningful recognition.
– 🌍 Aligning company goals with the United Nations Sustainable Development Goals.
– 🤝 Ensuring client and employee cultural alignment for mutual success.
Highlights:
The Importance of Culture in Outsourcing
Growth and Development Initiatives
Celebration and Community Engagement
Client Experience and Cultural Fit
Consistency in Culture Implementation
Connect with Outsource Access:
🔸 Outsource Access on LinkedIn
🔸 Outsource Access website
🔸 Brad Stevens on LinkedIn
Resources:
Tom Fox
Instagram
Facebook
YouTube
Twitter
LinkedIn
Check out my latest book, Upping Your Game-How Compliance and Risk Management Move to 2023 and Beyond, available from Amazon.com.
Innovation in Compliance was recently honored as the number 4 podcast in Risk Management by 1,000,000 Podcasts.
Innovation comes in many areas, and compliance professionals need to not only be ready for it but also embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox begins a two-part series with Brad Stevens.
Brad is the Founder and CEO of Outsource Access, to discuss the transformative power of culture in outsourcing. Brad shares his journey from a product disaster to building a thriving business with over 500 employees in the Philippines. Discover how focusing on culture before scaling people has led to Outsource Access’s success and changed perceptions of offshoring.
Key takeaways:
– 🌍 Changing perceptions of outsourcing from sweatshops to growth opportunities.
– 🤝 The importance of treating employees well to foster loyalty and growth.
– 🌟 Building a people-centric business that prioritizes culture.
– 📈 The impact of culture on business growth and client satisfaction.
– 🏆 The ten pillars of culture that drive Outsource Access’s success.
Key highlights:
Changing Perceptions of Outsourcing
The Journey of Outsource Access
Building a People-Centric Business
The Ten Pillars of Culture
Commitment to Community and Employee Well-Being
Connect with us:
🔸 Outsource Access on LinkedIn
🔸 Outsource Access Website
🔸 Brad Stevens on LinkedIn
Resources:
Tom Fox
Instagram
Facebook
YouTube
Twitter
LinkedIn
Check out my latest book, Upping Your Game: How Compliance and Risk Management Move to 2023 and Beyond, available from Amazon.com.
Innovation comes in many areas, and compliance professionals need to not only be ready for it but also embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits with Corinna Hagen, a podcaster, author, business leader, and coach.
Corinna shares insights about her transition from management consulting to founding her own coaching business, with a focus on leadership transformation and executive communication. She discusses the launch of her book ‘High-Stakes Communication Mastery for Leaders’ and her new podcast ‘the/SHIFT for Leaders.’ The conversation delves into effective communication strategies, building trust within teams, and the importance of self-awareness. Corinna emphasizes clarity in leadership and provides practical advice, including her ‘five by five’ reflection method to improve self-awareness and leadership effectiveness.
Key highlights:
Leadership and Compliance
Effective Communication and Trust Building
Navigating Conversations on Difficult Topics
Addressing Diverse Audiences
Digital Leadership and Talent Acquisition
Strengthening Compliance Communications
Resources:
Corinna Hagen on LinkedIn
Zaradigm
High-Stakes Communication Mastery for Leaders on Amazon.com
Tom Fox
Instagram
Facebook
YouTube
Twitter
LinkedIn
Check out my latest book, Upping Your Game-How Compliance and Risk Management Move to 2023 and Beyond, available from Amazon.com.
Innovation in Compliance was recently honored as the number 4 podcast in Risk Management by 1,000,000 Podcasts.
Innovation is present in many areas, and compliance professionals must not only be prepared for it but also actively embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits with Lori Crooks, a seasoned professional in the field of cybersecurity and audit assessments, to discuss the evolution of auditing practices from physical infrastructure to cloud and AI.
Lori shares insights from her extensive career, highlighting key federal compliance frameworks like NIST 800-53, FedRAMP, and NIST 800-171. Lori stresses the importance of proactive compliance strategies and scalable GRC programs. As AI integration accelerates, she also addresses the challenges of adapting compliance frameworks to keep pace with technological advancements and the need to foster collaboration within organizations to effectively meet regulatory requirements.
Key highlights:
Federal Auditing Frameworks
Proactive Compliance Strategies
Scalable GRC Programs
AI and Compliance Landscape
Future of Auditing in the Age of AI
Resources:
Lori Crooks on LinkedIn
Cadra
Tom Fox
Instagram
Facebook
YouTube
Twitter
LinkedIn
Check out my latest book, Upping Your Game-How Compliance and Risk Management Move to 2023 and Beyond, available from Amazon.com.
Innovation in Compliance was recently honored as the number 4 podcast in Risk Management by 1,000,000 Podcasts.
Innovation comes in many areas, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, Tom Fox interviews Robert Meyers, a cybersecurity and privacy expert with over 30 years of experience.
Meyers shares his journey from starting in IT to becoming a prominent figure in cybersecurity, privacy, and M&A security. He recounts the evolution of cybersecurity from the 1980s to the present day, highlighting key lessons learned along the way. He discusses the philosophical divide between U.S. and European attitudes toward data privacy, the importance of a cross-functional approach to cybersecurity and privacy within companies, and how emerging technologies like agentic AI are reshaping the industry. He also shares insights from his new book, ‘Privacy Snippets for the Cybersecurity Professional,’ aimed at helping professionals bridge the gap between cybersecurity and privacy. Additionally, Meyers’s passion for Comic-Con offers a unique perspective on how creativity and community engagement can inform and enrich professional practices.
Key highlights:
Robert Meyers’ Professional Background
Early Cybersecurity Challenges
Evolution of Privacy and Security
Roles and Responsibilities in Cybersecurity
Agentic AI and Future Challenges
Comic-Con and Personal Interests
Advice for Aspiring Professionals
Resources:
Privacy Snippets for the Cybersecurity Professional on Amazon
Robert Meyers’ Profile on Amazon
Robert Meyers ‘on LinkedIn
Tom Fox
Instagram
Facebook
YouTube
Twitter
LinkedIn
Innovation comes in many areas, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, Tom Fox interviews Inge Zwick, a senior leader from Emapta Global, a global outsourcing company, who elaborates on his experience working in different international locations, including the Philippines and now Italy.
Zwick discusses the complexities and common concerns around outsourcing under GDPR, emphasizing the importance of compliance and data protection. They explain how Emapta supports clients in achieving GDPR compliance while outsourcing, including risk assessments, data flow mapping, and maintaining secure work environments. The conversation delves into the practical aspects of handling Subject Access Requests (SARs), the integration of compliance into operational workflows, and the importance of maintaining ongoing monitoring and updates. Zwick also touches upon how ESG initiatives and compliance are seamlessly woven into Emapta’s operations, providing a sustainable approach to global outsourcing. Lastly, advice is given to business leaders on how to future-proof their outsourcing strategies in light of GDPR, encouraging them not to shy away from global talent opportunities due to compliance fears.
Key highlights:
Company Overview and Global Operations
Outsourcing and GDPR Compliance
Risk Assessment and Data Security
Subject Access Requests (SAR)
Outsourcing Contracts and GDPR Obligations
Integrating Compliance into Operations
Future-Proofing Your Outsourcing Strategy
Resources:
Connect with Inge Zwick
LinkedIn
Connect with Emapta Global
Website
LinkedIn
Tom Fox
Instagram
Facebook
YouTube
Twitter
LinkedIn
Innovation comes in many areas, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. Today, we conclude our 3-part podcast series sponsored by Diligent with Jessica Czeczuga, Amanda Carty and Neta Meidav In this Part 3, Tom is joined by Neta Meidav, Managing Director of Ethics & Compliance at Diligent for a dive into technology innovations at Diligent.
In this episode, Tom visits with Neta about her recent transition to Diligent following its acquisition of her GRC entity Vault. Neta discusses the strategic reorganization at Diligent that underscores their commitment to compliance technology, and how this alignment bodes well for the future of their technology. She also sheds light on the integration of AI within compliance solutions, exploring its transformative impact on risk prediction, investigation processes, and operational efficiency, while emphasizing the enduring importance of human expertise in ethical decision-making.
Key Highlights
· The Acquisition Journey
· Role and Responsibilities at Diligent
· AI and Compliance Technology
· Predictive Risk and Future of AI in Compliance
Resources:
Neta Meidav on LinkedIn
Diligent
Tom Fox
Instagram
Facebook
YouTube
Twitter
LinkedIn
Innovation comes in many areas, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, Tom Fox interviews Gaurav Kapoor, Vice Chairman, Co-Founder and Board Member of MetricStream, discussing his extensive professional background, from co-founding MetricStream to his current focus on customer intimacy amid AI market disruptions.
Kapoor delves into the evolving landscape of risk management, emphasizing the importance of midyear reviews and integration of various risk themes like operational risk, audit compliance, and cybersecurity. He elaborates on the role of AI in GRC, stating how generative and agent AI can streamline compliance processes and enhance risk management strategies. The conversation also touches on the increasing significance of cybersecurity, geopolitical instability, and climate impact on risk assessment. Kapoor highlights the shift from compliance to a more resilient and risk-aware culture within organizations.
Key highlights:
Gaurav Kapoor's Professional Journey
The Importance of July in Risk Management
AI's Role in GRC
Emerging Risks and AI Applications
Counseling Boards on Risk Management
Top Concerns for the Second Half of 2025
Evolving Role of Compliance and Risk Officers
Resources:
MetricStream Website and on LinkedIn
Gaurav Kapoor on LinkedIn
Tom Fox
Instagram
Facebook
YouTube
Twitter
LinkedIn






















