Sanctions School

In this lesson, we are joined by Thomas Lane from Latham & Watkins to discuss thematic sanctions. What type of thematic regimes exist and what differentiates them? How do the UN, US, EU, and UK thematic regimes differ? And how are freezing orders imposed? Tune in to learn more.

In the first lesson of year two, we are joined by Victoria Turner from Eversheds Sutherland to discuss ownership and control. What is ownership and control and what do they cover? How do the UN, US, EU, and UK positions differ? And what is the 50% rule and why is this significant? Join us to learn more.

What is the maximum fine for a sanctions breach? How does the Office of Financial Sanctions Implementation (OFSI) respond to a breach of sanctions? And what is the role of the NCA? Join us as Alexandra Adey from the Office of Financial Sanctions Implementation (OFSI) leads a lesson on reporting and enforcement action.

In this lesson, we are joined by Louis Dawson Jones from the Office of Financial Sanctions Implementation to discuss guidance and licenses. What is the difference between guidance and licenses and exceptions? Why do we have guidance and licenses, and what do these cover? And what are common areas for exceptions? Join us to learn more.

Gem Conn, Vice President of Content, Strategy, and Quality, Dow Jones Risk & Compliance is our guest teacher this month and joins us to lead a lesson on screening. We hear from Gem on the impact of new sanctions regimes imposed due to the dynamic political landscape and what this means for screening. What is screening? What tools and systems are used in screening? And what is the difference between transaction and customer screening? Join us to learn more.