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Ropes & Gray attorneys provide timely analysis on legal developments, court decisions and changes in legislation and regulations.
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On this Ropes & Gray podcast, employment associate Kendall Dacey is joined by benefits consulting principals David Kirchner and Harvey Cotton to discuss a new twist on the relentless ERISA class action lawsuits targeting major employers—this time targeting both employers and their brokers—over voluntary benefit programs such as accident insurance, critical illness coverage, and hospital indemnity plans. The conversation explores how these lawsuits challenge long-held assumptions that voluntary benefits fall safely outside ERISA’s reach. If courts agree these plans are ERISA-covered, employers could face potential fiduciary liability for failing to prudently select insurance carriers and monitor broker commissions for reasonableness and brokers themselves are squarely in the crosshairs for allegedly prioritizing their own compensation over participants’ interests. The episode concludes with practical steps companies can take now to reduce their exposure before the next complaint lands.
On this final episode of Ropes & Gray’s Non‑Financial Misconduct Miniseries, Amanda Raad, co-leader of the firm’s crisis management and global risk practices, and Katie Daniels, director of ethics, compliance, and insights at R&G Insights Lab sit down with Jamie Browne, managing director at Leonid Group, a leading talent advisory firm specializing in corporate governance hiring. The trio share a candid conversation about how toxic workplace culture is now one of the biggest forces shaping hiring and retention, posing a very real attrition and reputational risk—as well as a financial risk due in part to the significant costs of re-hiring. Together, they unpack why culture has become a make‑or‑break factor for candidates, what companies are getting wrong, and the practical steps leaders should be taking to ensure hiring best practice, ongoing diligence and stronger post-hire monitoring.
On this Ropes & Gray podcast—the second in a two-part series venturing “inside the house” to draw on experiences and ideas—partner Amanda McGrady Morrison, global co-chair of the firm’s private capital transactions practice, and Katie Daniels, director of ethics, compliance, and insights at Ropes & Gray’s Insights Lab, former head of compliance for a global asset manager, rejoin Nitish Upadhyaya from the R&G Insights Lab for another in-depth discussion on the evolving role of legal and compliance leaders. The conversation explores how governance professionals can ask the right questions about AI deployment, data use, and risk management, emphasizing the importance of cross-functional collaboration and practical solutions. Amanda and Katie share insights from their in-house experiences, highlighting the need to translate rules into actionable strategies, foster strong relationships, and coach teams for effective risk mitigation. Listeners will gain valuable perspectives on building trust, supporting business growth, and creating a healthy organizational culture in a rapidly changing environment.
On this episode of Culture & Compliance Chronicles, Amanda Raad from Ropes & Gray’s Insights Lab and Richard Bistrong of Front-Line Anti-Bribery are joined by Klaus Moosmayer, a distinguished leader in ethics, risk, and compliance, and a current member of the supervisory board of Deutsche Bank. The conversation delves into the importance of integrated assurance—breaking down organizational silos to foster collaboration across risk, compliance, strategy, HR, and legal functions. Klaus shares practical examples from his career, including how crisis moments can drive meaningful change and the value of crowdsourcing a code of ethics to truly engage employees. Behavioral science and its role in shaping ethical decision-making are highlighted, along with actionable insights for boards and compliance professionals. Tune in for fresh perspectives, real-world strategies, and inspiration to connect, innovate, and elevate compliance culture in your organization.
On this Ropes & Gray podcast—the first in a two-part series venturing “inside the house” to draw on experiences and ideas—partner Amanda McGrady Morrison, global co-chair of the firm’s private capital transactions practice, and Katie Daniels, director of ethics, compliance, and insights at Ropes & Gray’s Insights Lab, former head of compliance for a global asset manager, join Nitish Upadhyaya from the R&G Insights Lab for an in-depth conversation on the evolving role of legal and compliance leaders. Drawing on their extensive experience, Amanda and Katie offer practical strategies for partnering with business teams to drive growth, manage risk, and build trust within global organizations, as valued commercial advisors. The discussion highlights how legal and compliance professionals can become valued advisors by building authentic relationships, deeply understanding business goals, and delivering consistently practical guidance. The episode also explores the importance of budgeting time to learn the business and staying connected to industry peers. Tune in for candid reflections, career tips, and a preview of next episode’s discussion on AI, governance, and client service.
On this Ropes & Gray podcast, health care partner Jamie Darch and associate Andrea Millard introduce the Health AI Atlas, a new online resource designed to help health care stakeholders navigate the complex and rapidly evolving landscape of state laws regulating artificial intelligence. The discussion focuses on the top five things developers in the health care sector need to know about compliance, including understanding which laws apply, implementing robust compliance programs, ongoing risk monitoring, regulatory reporting, and the potential penalties for non-compliance. Jamie and Andrea also highlight the importance of considering broader privacy statutes that impact automated decision-making and profiling, even when not explicitly labeled as AI laws. With enforcement expected to increase, developers are urged to stay informed and proactive in meeting these new obligations.
On this special edition of The Data Day podcast, Ropes & Gray partner Rohan Massey—leader of the firm’s data, privacy & cybersecurity practice and managing partner of the London office—is joined by counsel Edward Machin and associates Catherine Keeling and Suzie Wilson to celebrate the 19th World Data Protection Day and explore the evolving landscape of data, privacy, and cybersecurity regulation across the UK and EU in 2026. The discussion covers headline-making cybersecurity breaches, new compliance obligations under DORA and the Cyber Resilience Act, and the anticipated UK cyber bill. The panel also examines the regulatory outlook for AI, including key dates for the EU AI Act and the potential direction of the UK’s AI Bill. Rounding out the conversation, the team highlights upcoming changes in digital regulation, such as the UK’s Data (Use and Access) Act, the EU Data Act, and the Digital Omnibus package.
On this episode of Culture & Compliance Chronicles, join Amanda Raad and Nitish Upadhyaya from Ropes & Gray’s Insights Lab, and Richard Bistrong of Front-Line Anti-Bribery, as they welcome Dorie Clark—a top business thinker, communications coach, and bestselling author—for an impactful discussion on authentic networking and relationship-building in the compliance and legal world. Discover practical strategies for connecting with peers, navigating business dynamics, and fostering trust, including the “no ask for a year” rule and tips for making meaningful introductions. This episode offers actionable advice for compliance professionals and anyone looking to build influence and genuine connections. Tune in for fresh perspectives and start your year with new ideas for personal and professional growth.
On this Ropes & Gray podcast, asset management partners Jason Kolman and Eric Requenez are joined by tax partner Chris Roman to discuss the rise of data center investments within private funds. The episode highlights how market trends are shaping fund terms and addresses the ESG, compliance, and tax challenges unique to data center investments, including the use of REITs. Listeners will come away with practical guidance on navigating the complexities and opportunities in this rapidly expanding asset class.
On this Ropes & Gray podcast, partners Bil Davison and Adam Dobson are joined by counsel Kevin White to discuss recent high-profile litigation involving Energy & Minerals Group’s (EMG’s) single asset continuation vehicle transaction. The conversation explores how this litigation highlights the complexities and conflicts of interest inherent in GP-led continuation vehicle deals, focusing on the importance of transparency, parity of information, and robust LPAC involvement. The team analyzes the implications of this litigation for fund managers, buyers, and investors, highlighting best practices for communication and process integrity. Listeners will gain valuable insights into navigating the evolving landscape of continuation vehicles and the lessons learned from the EMG case.
On this third episode of Ropes & Gray’s Non-Financial Misconduct Miniseries, Amanda Raad, co-leader of the firm’s crisis management and global risk practices, is once again joined by asset management partner Eve Ellis as well as special guest Michelle DiMartino, an organizational research and design specialist at the R&G Insights Lab. Together, they explore the critical role of workplace culture in preventing and addressing non-financial misconduct, such as harassment, bullying, and discrimination, and examine why regulators like the UK’s Financial Conduct Authority (FCA) are increasingly focused on these issues. The discussion dives into how culture shapes behavior, influences misconduct, and serves as both a risk factor and a protective shield. Michelle explains how informal social cues and everyday interactions can quietly redefine what is considered acceptable, often before any formal rules are broken. The conversation highlights the importance of proactive culture assessment, using both quantitative and qualitative data, and introduces practical frameworks—like the “four I’s” of cultural psychology—to help organizations identify misalignments and drive meaningful change.
On this Ropes & Gray podcast, asset management partner Sarah Davidoff is joined by colleagues Ty Owen, Olivia Yoon, and Doug Ballanco to discuss the transformative impact of artificial intelligence on legal practice. The episode highlights how AI is streamlining document compilation, side letter negotiations, and market data analysis, leading to significant workflow improvements and time savings. The team also discusses the TrAIlblazer program, which empowers first-year associates to learn and collaborate on AI-driven projects, accelerating their development and enabling them to focus on more substantive legal work earlier in their careers. The conversation emphasizes a culture of innovation, collaboration, and continuous learning, with associates actively piloting new technologies and sharing best practices to deliver better results for clients.
On this episode of Culture & Compliance Chronicles, Amanda Raad and Nitish Upadhyaya from Ropes & Gray’s Insights Lab welcome Annastiina Hintsa, CEO of Hintsa Performance. The conversation examines the relationship between well-being and sustainable high performance, the importance of personal identity, and the impact of holistic health on resilience and productivity. Annastiina shares insights from her work with elite athletes and business leaders, practical strategies for integrating well-being into daily routines, and advice on defining success beyond professional achievements. Listeners will gain valuable perspectives on fostering a culture that prioritizes well-being, actionable tips for improving performance, and a timely reminder of why investing in health is essential for long-term success.
In episode two of Ropes & Gray’s Non-Financial Misconduct Miniseries, Amanda Raad, co-leader of the firm’s crisis management and global risk practices, and litigation & enforcement senior attorney Sarah Lambert-Porter are joined by Sharon Tan, partner at Mishcon de Reya, to examine the intersection of the FCA’s new non-financial misconduct (NFM) rules and employment law. During this second episode, they also discuss the evolving definition of non-financial misconduct, the draft guidance and factors relevant to NFM’s seriousness, and the implications for conduct in the workplace as well as in private life. The hosts offer practical guidance for asset managers, private equity sponsors, and other regulated firms on implementing multidisciplinary approaches, educating stakeholders, ensuring consistency in disciplinary processes, and preparing for the upcoming regulatory changes.
In this inaugural episode of AI at Work, Greg Demers, an employment partner, is joined by Meg Bisk, head of the employment practice, and John Milani, an employment associate, to explore how employers across industries can harness artificial intelligence responsibly while mitigating legal and operational risk.They discuss the most common pitfalls of employee AI use, including inadvertent disclosure of confidential information, model “hallucinations,” and source opacity, that undermine auditability and accuracy. Turning to HR functions, they examine emerging regulatory frameworks and compliance expectations, such as bias auditing requirements for automated employment decision tools and accessibility obligations, alongside practical steps for vetting vendors, embedding human oversight, and enforcing contractual protections. Listeners will come away with pragmatic strategies to update policies, document decisions and foster a transparent culture of accountability that will position organizations to leverage AI use that is smarter, not riskier.Stay tuned for future episodes where we will explore the use of AI in human resources, privacy implications and cybersecurity issues, AI in executive compensation & employee benefits, among other topics.
On this Ropes & Gray podcast, Michael Littenberg, corporate partner and global head of the firm’s ESG, CSR & Business and Human Rights compliance practice, and asset management partner Eve Ellis break down the European Commission’s proposed SFDR 2.0 revisions. They discuss new product labels, streamlined disclosure requirements, and the removal of certain compliance pain points. The episode explores operational implications for asset managers, cross-border challenges, and the impact on fund strategies, offering practical advice for navigating the evolving EU ESG regulatory landscape and preparing for upcoming changes.
On this episode of Culture & Compliance Chronicles, Amanda Raad and Nitish Upadhyaya from Ropes & Gray’s Insights Lab, and Richard Bistrong of Front-Line Anti-Bribery welcome Pav Gill, renowned for his role in exposing the Wirecard scandal, with a special introduction from Ropes & Gray Litigation & Enforcement partner Andrew Dale. The conversation explores the complexities of organizational culture, the barriers to speaking up, and the critical importance of protecting whistleblowers. Pav shares his firsthand experience navigating retaliation, the challenges of internal and external whistleblowing, and practical advice for fostering transparency and psychological safety within companies. Listeners will gain valuable insights into building a culture where concerns can be raised without fear, the pitfalls of commoditized hotlines, and the human side of compliance. Tune in for candid reflections, actionable strategies, and a compelling reminder of why listening and acting on employee feedback is essential for ethical business success.
On this Ropes & Gray podcast, benefits consulting principal David Kirchner is joined by Sharon Remmer, an ERISA and benefits partner, and Elliot Saavedra, a senior benefits consultant, to discuss the implications of President Trump’s recent Executive Order encouraging expanded access to alternative assets for retirement plans and the potential impact on plan sponsors. Our speakers discuss the evolving regulatory landscape and provide actionable guidance for plan sponsors and fiduciary committees preparing for potential changes in defined contribution plan investment options. As they discuss in the episode, emphasis should be place on the importance of prudent governance and ongoing education as the market and regulatory frameworks develop.Ropes & Gray provides a comprehensive suite of legal services for retail alternatives, including fund formation, registration and compliance, structuring of public-private investment solutions, tax planning, and ongoing regulatory and transactional support. For additional information, please visit our Alternative Retail Funds page, which includes a library of our thought leadership resources with insights on the latest market developments.
In the inaugural episode of Ropes & Gray’s Non-Financial Misconduct four-part miniseries, Amanda Raad, co-chair of the firm’s global anti-corruption & international risk practice, is joined by asset management partner Eve Ellis and litigation & enforcement senior attorney Sarah Lambert-Porter to discuss the evolving regulatory landscape for non-financial misconduct in the UK financial services sector. The conversation examines the Financial Conduct Authority’s new rules, the impact of the Worker Protection Act, and the increasing regulatory and legal risks associated with issues such as bullying, harassment, and discrimination. Drawing on recent survey data and enforcement trends, the hosts highlight key risk areas for asset managers, private equity sponsors, and other regulated firms, including the importance of breaking down organizational silos, adapting to remote and hybrid work environments, and ensuring senior management accountability. The episode provides practical guidance on updating policies, strengthening investigations, leveraging data, and fostering a culture of compliance, helping organizations prepare for the new regulatory requirements.
In this episode of Ropes & Gray’s Fully Invested podcast series, asset management partner Jessica Marlin and capital markets counsel Marc Rotter discuss the rise of ‘34 Act funds and what sets them apart in today’s investment landscape. The conversation explores how these unique vehicles are expanding opportunities for asset managers and investors, and delves into the regulatory and structural features that distinguish them from traditional private funds. The episode provides insight into current market trends and practical considerations for sponsors and investors evaluating ‘34 Act fund structures, along with analysis of the broader impact these funds may have on the future of alternative investments. Ropes & Gray provides a comprehensive suite of legal services for retail alternatives, including fund formation, registration and compliance, structuring of public-private investment solutions, tax planning, and ongoing regulatory and transactional support. For additional information, please visit our Alternative Retail Funds page, which includes a library of our thought leadership resources with insights on the latest market developments.
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