What's Ethical with Beth Haddock

27 Episodes

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Episode 27 - How to Prepare for Regulatory Exams in 2021 (with Chris Hetner and Cassie Lentchner)

2021-03-2216:03

Beth interviews cyber guru, Chris Hetner, and former crypto regulator, Cassie Lentchner, about how to prepare for SEC exams this year including aligning your risk assessment with regulators' priorities, packaging the strategy within your firm and understanding mega strends about digital assets, cybersecurity and more.

Episode 26 - What You Need To Know about Blockchain (with Rebecca Rettig, Crain's award-winning attorney & partner, Manatt, Phelps & Phillips, LLP

2020-12-1718:05

Wonder why you need to know more about blockchain developments such as DeFi? In this episode, Beth interviews thought-leader Rebecca Rettig (Crain's award-winning attorney & partner, Manatt, Phelps & Phillips, LLP) as she presents a plain english overview of technical trends and innovations, how-to guidance for presenting a spectrum of answers and a case for why AML/KYC and OFAC are top risks even when they conflict with a strong commitment to privacy.

Episode 25 - Battling Cybercrimes (with Christopher Hetner cyber and security expert and adviser to boards, regulatory agencies and companies)

2020-11-0823:56

Beth interviews cybercrime and security expert Chris Hetner about how to fight cybercrimes by integrating compliance and CISO efforts, inventorying and rating systemic risks, continuous monitoring, board oversight and tech hygiene.

Episode 24 - Blockchain and Digital Assets Roundtable (with Mark Roszak and Collins Belton, blockchain and cryptocurrency thought leaders)

2020-10-1236:56

Beth moderates a discussion with Mark Roszak, Managing Partner of 1121 Law and Collins Belton, Managing Partner of Brockwood, about how to advise on legal and regulatory strategy when working with growth and innovation-oriented executives, promote radical candor, address tech risk when handling blockchain and cryptocurrency products and much more!

Episode 23 - AML and Tech Trends (with Christian Foccaci, Fintech entrepreneur and former AML officer)

2020-10-0719:10

Beth interviews serial entrepreneur and compliance executive Christian Foccaci. Christian founded a leading career resource website for compliance professionals, a compliance technology company Transparint and patented an AI-powered data solution, providing the largest real-time source of negative news and risk information. Listen to learn about perspectives on misinformation related to the use of artificial intelligence, data handling trends and the pitfalls of tech-blaming. Beth also interviews Christian about practical compliance surveillance and audit tips such as reliance on unit tests and more.

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