Everything Compliance

Welcome to a revamped Everything Compliance. New host Adam Turteltaub and new panelist Rebecca Walker join returning regulars Matt Kelly and Karen Moore for the next iteration of Everything Compliance. Jonathan is on assignment this week. Tom Fox joins the EC Gang as a special guest panelist. Fan favs Shout Outs and Rants end this week’s episode. Karen Moore reviews China’s draft cross-border anti-corruption law, including mandatory compliance programs and reporting of suspected misconduct. She comments on the complexity of everyday life. Tom Fox discusses risk-management lessons from his latest book, Deluge Before Dawn. He shouts out to AI bots hanging out at dinner parties and Happy Hours. Rebecca Walker reviews COIs when senior execs or Board members oversee investigations of their colleagues. She shouts out about the recently released DOJ National Fraud Enforcement Division Directive and the information it provides compliance professionals. Matt Kelly looks at Bank of America’s $1.2B AML settlement. He rants about Tesla’s new flying car and shouts out to BJ Wholesale Club. Adam Turteltaub is our fearless leader. He shouts out to compliance professionals at non-financial institutions reviewing their AML programs and to the Milwaukee Brewers for beating his Dodgers to win their first World Series in 44 years. The members of Everything Compliance are: Rebecca Walker – a top legal mind in ethics and compliance. Rebecca can be reached at Kaplan and Walker. Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at [email protected] Jonathan Armstrong – a UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at [email protected]. Karen Moore, a principal at Sounding Board Compliance, can be reached at [email protected] The award-winning Everything Compliance is a part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices

Welcome to a revamped Everything Compliance. We have a new host, Adam Turteltaub, and a new panelist, Rebecca Walker, who joins returning regulars Matt Kelly, Jonathan Armstrong, and Karen Moore for the next iteration of Everything Compliance. This episode features a cross-Atlantic discussion on emerging compliance issues. Fan favs Shout Outs and Rants end this week’s episode. Karen Moore looks at the growing Federal trend of bringing False Act Claims against corporate DEI programs. Jonathan Armstrong describes the first public GDPR report of an AI agent attack and offers nine responses. Rebecca Walker reviews key data from Navex anonymized disclosures, including COIs. Matt Kelly looks at recent guidance from the New York State Department of Financial Services on AI risk assessment. The members of Everything Compliance are: Rebecca Walker – a top legal mind in ethics and compliance. Rebecca can be reached at the law firm of Kaplan and Walker. Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at [email protected] Jonathan Armstrong – a UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at [email protected]. Karen Moore, a principal at Sounding Board Compliance, can be reached at [email protected] The award-winning Everything Compliance is a part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices

Welcome to a revamped Everything Compliance. Host Adam Turteltaub and panelists Karen Moore, Matt Kelly, Rebecca Walker, and Jonathan Armstrong discuss compliance issues spanning DEI, executive orders, leadership support, and new EU sustainability rules. Karen Moore reviews rapid corporate reversals on DEI and cites a Stanford/UC Berkeley study, “Markets Do Not Punish Firms for Maintaining DEI”. Matt Kelly uses the “Lake Ontario to Lake America” renaming to argue executive orders aren’t laws binding companies and that choosing to comply reflects corporate values and policy-override decisions. Rebecca Walker argues “tone at the top” is insufficient without resources and real trade-offs, citing NAVEX data on gaps between encouraging, modeling, and persisting in ethics under pressure. Jonathan Armstrong outlines a new EU law limiting the destruction of unsold apparel and footwear, along with practical compliance steps. The members of Everything Compliance are: Rebecca Walker – a top legal mind in ethics and compliance. Woody can be reached at the law firm of Kaplan and Walker. Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at [email protected] Jonathan Armstrong – a UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at [email protected]. Karen Moore, a principal at Sounding Board Compliance, can be reached at [email protected] The award-winning Everything Compliance is a part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices

Welcome to a revamped Everything Compliance. We have a new host, Adam Turteltaub, and a new panelist, Rebecca Walker, who joins returning regulars Jonathan Armstrong and Karen Moore for the next iteration of Everything Compliance. Matt is on assignment this week. This episode features a cross-Atlantic discussion on emerging compliance issues. Fan favs, Shout Outs, and Rants end this week’s episode. Karen Moore analyzes the DOJ’s $46M Veloxis Pharmaceuticals resolution, focusing on Sunshine Act misreporting caused by falsified expense data and the need to test controls for circumvention using analytics. Jonathan Armstrong warns that generative AI is driving more frequent, longer, more aggressive, and sometimes hallucinated whistleblowing and investigation communications, increasing complaints to regulators and burdening tribunals; he offers six tips, including awareness, checking for AI use, cautious AI adoption for workload, budgeting, restricting AI inputs for data protection, and improving AI literacy under the EU AI Act. Rebecca Walker reviews new developments in the KPMG Australia whistleblower controversy, highlighting investigation rigor, handling persistent whistleblowers with humility and curiosity, and the costs of getting investigations wrong. The members of Everything Compliance are: Rebecca Walker – a top legal mind in ethics and compliance. Woody can be reached at the law firm of Kaplan and Walker. Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at [email protected] Jonathan Armstrong – a UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at [email protected]. Karen Moore, a principal at Sounding Board Compliance, can be reached at [email protected] The award-winning Everything Compliance is a part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices

Welcome to a revamped Everything Compliance. We have a new host, Adam Turteltaub, and a new panelist, Rebecca Walker, who joins returning regulars Matt Kelly, Jonathan Armstrong, and Karen Moore for the next iteration of Everything Compliance. Matt Kelly analyzes the Scoular Company FCPA enforcement action. Karen Moore reviews a recent pay discrimination case in Oregon. Jonathan Armstrong discusses the change of Prime Minister in the UK and what it means for compliance. Rebecca Walker looks at the current status of law and cases related to Board oversight. The members of Everything Compliance are: Rebecca Walker – a top legal mind in ethics and compliance. Woody can be reached at the law firm of Kaplan and Walker. Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at [email protected] Jonathan Armstrong – a UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at [email protected]. Karen Moore, a principal at Sounding Board Compliance, can be reached at [email protected] The award-winning Everything Compliance is a part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices