Regulation in Focus EP1: Information flows in cross-border regulatory investigations
We are pleased to announce the release of the first episode of Regulation in Focus, our podcast series of short, sharp insights into regulatory issues that matter to you.
Our first episode, a bumper cross-border edition featuring partners Hannah Cassidy (Hong Kong), Natalie Curtis (Singapore) and Chris Ninan (London), focuses on information flows in cross-border regulatory investigations.
We've recently published the fourth edition of The Long Arm of Regulation: Responding to Cross-Border Financial Services Investigations, which gives an overview of how to approach multiple proceedings in different jurisdictions, and aims to assist firms in navigating the differing regimes across 15 key jurisdictions. Our guide covers a range of important topics, including the regulators' breadth of powers, mechanisms for obtaining – and withholding – information, consequences for failing to comply, and the management of competing confidentiality and reporting obligations. You can download a preview of our guide on our website https://www.herbertsmithfreehills.com/latest-thinking/the-long-arm-of-regulation-responding-to-cross-border-financial-services