S2E10: Securities Licensing Requirements For Syndicators in Regulation D, Rule 506 & Regulation A+ Securities Offerings with Jim Raper and Tim Boykin
Our guests for this episode: Jim Raper, Chief Compliance Officer, and Tim Boykin, Corporate Counsel, from WealthForge, who discuss the whys and hows of securities licensing. Among the points addressed:
- Who needs a securities license?
- When should you get a license?
- What is the process of becoming licensed?
- What does a license allow you to do?
- What if you don’t get a license?
Download from Google Play
Download from App Store