Agency vs principal (FINRA SIE, 6, 7, 9, 63, 65, 66)
Update: 2025-05-07
Description
In this podcast, we cover a heavily tested FINRA topic: principal vs. agency. As a broker, you need to understand what capacity each firm is working under in a transaction.
Achievable has courses with industry-best pass rates for the FINRA SIE, Series 6, 7, 9, 63, 65, and 66. Try our courses for free at https://achievable.me.
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