Bells and Whistleblowers: A conversation on whistleblower protection, AML and KYC requirements, and insider trading
Update: 2025-02-10
Description
Our hosts sit down with Sara Raisner, a Partner at A&O Shearman, for a conversation covering whistleblower protection, AML and KYC requirements, and insider trading. At A&O Shearman, Sara focuses on regulatory examination and enforcement matters, internal investigations, and securities-related disputes. Regularly representing financial institutions, hedge funds, and public companies before the SEC, FINRA, CFTC, New York Office of Attorney General, DOJ, and other regulators, Sara brings a wealth of knowledge and experience to this episode. After joining us at the Boston Client Forum late last year to engage in a very successful and enlightening interview, we wanted to repeat the excitement for our listeners.
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