Brainstorming on Regulation Best Execution

Update: 2023-01-05

Description

Listen in as TRADEliance brainstorms their comment letter for the Regulation Best Execution Proposal! Topics discussed include:

The Antifraud Provisions of the Exchange Act as the mechanism for enforcement
Conflicted Transactions
Impacts to Introducing Brokers
Use of Last Look
The need for consistency in definitions

Read the Proposal here.

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Brainstorming on Regulation Best Execution

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Brainstorming on Regulation Best Execution

TRADEliance

Brainstorming on Regulation Best Execution