Deep Dive: UBS Misconduct Exemption
Update: 2024-10-15
Description
Contact Nicholas Schroth of the Department at (202) 693-8571 OR Attention: Application No. D-12098,via email to e-OED@dol.gov Comments will be published here: https://www.regulations.gov/document/EBSA-2024-0007-0001/comment * What is a QPAM exemption? It’s a special waiver from certain prohibited transaction restrictions under ERISA and the Internal Revenue Code. This allows qualified asset managers, like UBS, to manage retirement […]
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