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Digital Assets: Trading & Compliance for Cryptocurrency

Digital Assets: Trading & Compliance for Cryptocurrency

Update: 2021-10-18
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In this episode, Director of Registered Investment Company Services, Allison Fraser and Director of Broker-Dealer Services & Private Funds, John Gentile discuss the latest on digital assets and cryptocurrency. Are they considered securities, what does the SEC’s risk alert mean for digital assets, and how should investment managers be thinking about cryptocurrency trading and compliance?

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Digital Assets: Trading & Compliance for Cryptocurrency

Digital Assets: Trading & Compliance for Cryptocurrency

CSS (Compliance Solutions Strategies)