ETHICS - Standard III: Duties to Clients
Update: 2025-07-21
Description
Standard III emphasizes the fiduciary responsibility investment professionals owe to their clients. It outlines duties such as loyalty, prudence, and care; ensuring fair dealing; preserving confidentiality; and providing suitable, objective advice. This standard reinforces that clients’ interests must always come first.
Comments
In Channel
Download from Google Play
Download from App Store
United States00:00
00:00
x
