Ep. 162: Securities Supervisors and Self-regulatory Organizations
Update: 2025-05-22
Description
This podcast explores the important role that self-regulatory organizations (SROs) play in securities markets, as well as the advantages, risks, and key considerations in delegating regulatory responsibilities to SROs.
The speakers discussed how securities supervisors can effectively oversee SROs to ensure accountability, transparency, and investor protection. They also highlighted practical approaches for strengthening the relationship between supervisors and SROs, especially in emerging markets.
Speaker:
Bert Chanetsa, Program Leader, Toronto Centre
Host:
Chuin Hwei Ng, Program Director, Toronto Centre
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