European Fund Distribution 101: Facilities Agents & Cross-Border Registrations
Description
In this episode of The Legal Zeidgeist, Kate Horgan is joined by Patricia Nitschke and Shalu Sura from our Regulatory Services Division to demystify two essential services supporting global fund distribution: European Facilities Agent Services and Regulatory Cross-Border Registrations.
Patricia provides a detailed overview of the Facilities Agent, its obligations and explaining why a centralised model is gaining traction among cost-conscious managers. She shares insights on local language requirements, regulatory duties, and how fund managers can streamline multi-jurisdictional operations.
Shalu then unpacks the complexities of Cross-Border Registrations from navigating fragmented regulatory frameworks to managing ESG disclosure expectations. She offers practical advice for fund managers preparing to enter multiple markets, including how to anticipate timelines and stay compliant with ongoing obligations.
Whether you're navigating your first UCITS registration or re-evaluating your cross-border setup, this episode offers sharp insights and actionable guidance.
United States
