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FINOP Exam Priorities and COVID 19 Impacts on FINOP Procedures

FINOP Exam Priorities and COVID 19 Impacts on FINOP Procedures

Update: 2020-04-08
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Oyster Consulting CFO Robert Hall and Consultants Jeff Harpel and Clark Tucker discuss FINRA's Exam Priorities from a FINOP perspective, and what the impacts COVID 19 could have on FINOP procedures and Business Continuity Plans.

For more information about how Oyster can help your firm with FINOP support or Business Continuity Planning, complete this form and one of our Relationship Mangers will contact you. 

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FINOP Exam Priorities and COVID 19 Impacts on FINOP Procedures

FINOP Exam Priorities and COVID 19 Impacts on FINOP Procedures

Rob Hall, Jeff Harpel, Clark Tucker