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FINOP Exam Priorities and COVID 19 Impacts on FINOP Procedures

FINOP Exam Priorities and COVID 19 Impacts on FINOP Procedures

Update: 2020-04-08
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Oyster Consulting CFO Robert Hall and Consultants Jeff Harpel and Clark Tucker discuss FINRA's Exam Priorities from a FINOP perspective, and what the impacts COVID 19 could have on FINOP procedures and Business Continuity Plans.

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FINOP Exam Priorities and COVID 19 Impacts on FINOP Procedures

FINOP Exam Priorities and COVID 19 Impacts on FINOP Procedures

Rob Hall, Jeff Harpel, Clark Tucker