DiscoverDaily Compliance NewsNovember 1, 2024 - The Day of The Dead Edition
November 1, 2024 - The Day of The Dead Edition

November 1, 2024 - The Day of The Dead Edition

Update: 2024-11-01
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.


Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.


In today’s edition of Daily Compliance News:



  • It turns out audit reports do matter. (WSJ)

  • A Texas judge fights forum shopping. (NYT)

  • JP Morgan set to settle several SEC enforcement actions. (Reuters)

  • UBS stuck in yet another Mozambique tuna bond investigation. (Bloomberg)



For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here.


Check out the full 3-book series, The Compliance Kids on Amazon.com.

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November 1, 2024 - The Day of The Dead Edition

November 1, 2024 - The Day of The Dead Edition

Tom Fox