November 18, 2025, The UBS to America Edition
Update: 2025-11-18
Description
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.
Top stories include:
- Canaccord is close to a settlement for compliance lapses. (Bloomberg)
- A resigned Fed Official violated trading rules. (NYT)
- Corruption in the CZ pardon. (Newsweek)
- Will UBS relocate to America? (FT)
The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcasts category.
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