DiscoverSmarter Lawcast with Hall & WilcoxThe ECM Exchange: Proposed changes to wholesale client and sophisticated investor tests
The ECM Exchange: Proposed changes to wholesale client and sophisticated investor tests

The ECM Exchange: Proposed changes to wholesale client and sophisticated investor tests

Update: 2024-05-14
Share

Description

John Hutchinson and Vanessa Murphy discuss proposed changes to the wholesale client and sophisticated investor tests, which have not been updated since 2001. They examine what the tests are, how they are used and how the changes may impact companies wishing to raise capital, among other issues.

Comments 
loading
In Channel
loading
00:00
00:00
1.0x

0.5x

0.8x

1.0x

1.25x

1.5x

2.0x

3.0x

Sleep Timer

Off

End of Episode

5 Minutes

10 Minutes

15 Minutes

30 Minutes

45 Minutes

60 Minutes

120 Minutes

The ECM Exchange: Proposed changes to wholesale client and sophisticated investor tests

The ECM Exchange: Proposed changes to wholesale client and sophisticated investor tests

Hall & Wilcox