Understanding SFO Guidance and Compliance Program Assessments
Description
The award winning, Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. Looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and Matt Kelly discuss the recently released Serious Fraud Office (SFO) guidance on compliance programs. Tom and Matt highlight the lack of specific directives from the SFO and contrasts it with more detailed guidance from the United States. The conversation focuses on the ambiguity faced by organizations trying to understand what the SFO looks for in assessing compliance programs and underscores the need for a more holistic approach based on individual circumstances.
Key Highlights
· Introduction to SFO Guidance
· Comparing SFO Guidance with US Standards
· Uncertainty in SFO's Expectations
· Holistic Assessment by SFO
Resources
Matt in Radical Compliance
Tom in the FCPA Compliance and Ethics Blog
A multi-award winning podcast, Compliance into the Weeds was most recently honored as one of a Top 25 Regulatory Compliance Podcast and a Top 10 Business Law Podcast, and a Top 12 Risk Management Podcast. Compliance into the Weeds has been conferred a Davey, Communicator and w3 Award, all for podcast excellence.
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