Waystone’s FCA Authorisation Clinic

Update: 2023-02-16

Description

If your firm is considering becoming directly authorised by the FCA during 2023, listen to our virtual FCA authorisation clinic. The clinic focused on firms that operate within the wholesale investment business market and was aimed at firms that are currently operating under the umbrella of an appointed representative arrangement that are interested in obtaining direct authorisation.

Comments

In Channel

Navigating UAE Regulatory and Tax Updates

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The business case for operating in the UK – and best practice for market access

2023-11-2941:51

The Renaissance of ETFs

2023-09-1234:51

Changes to Governance Frameworks for Funds Registered in Cayman

2023-08-1129:47

FCA Authorisation for US Managers

2023-08-0341:40

Overview of the SEC's Proposed Cyber Rules

2023-06-2145:48

Cayman Islands SIB Registered Fund Managers: Understanding CIMA requirements for control testing and ES and AML inspections

2023-04-0422:41

Waystone’s FCA Authorisation Clinic

2023-02-1639:47

ESG: The global outlook for 2023

2023-02-1401:00:35

The Latest Cayman Islands AML Trends and Industry Best Practices for Investment Funds

2022-11-1649:26

(US Region) Ensuring FATCA and CRS Compliance - Updates and solutions for the latest enforcement guidelines

2022-06-2321:52

Ensuring FATCA and CRS Compliance – Updates and solutions for the latest enforcement guidelines

2022-06-1022:26

Introduction to the UN PRI and the practical application of responsible investing

2022-05-1349:40

Data Protection in the United Arab Emirates – What you need to know

2022-04-2229:17

Family investment funds – the benefits of UK authorised fund structures

2022-03-2523:36

AML and KYC: The latest trends and industry best practices for managers in Asia

2022-03-2232:57

Cayman Islands Investment Funds: The latest updates for managers in Asia

2022-03-1734:59

SEC Cyber security risk management rules for RIAs and Funds – What does your firm need to do to ensure compliance?

2022-03-0719:50

New SEC Rules Announced for Private Funds – How will you be impacted?

2022-03-0728:29

SEC Registration for Venture Capital Managers - What late stage Venture Capital Funds should consider?

2021-12-1421:56

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Waystone’s FCA Authorisation Clinic

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Waystone’s FCA Authorisation Clinic

Alison Mitsas

Waystone’s FCA Authorisation Clinic