We’re Raising the Standard of Conduct for Broker-Dealers

Update: 2019-07-04

Description

Chairman Jay Clayton began his career as a clerk for the Honorable Marvin Katz of the U.S. District Court for the Eastern District of Pennsylvania. He then joined the Wall Street law firm of Sullivan & Cromwell where he advised market participants on capital raising and regulatory enforcement, until 2017, when he was nominated to chair the U.S. Securities and Exchange Commission.

Host: Arthur Levitt

See omnystudio.com/listener for privacy information.

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We’re Raising the Standard of Conduct for Broker-Dealers

#box-pro-ellipsis-175735778052695{-webkit-line-clamp:2;}We’re Raising the Standard of Conduct for Broker-Dealers

We’re Raising the Standard of Conduct for Broker-Dealers

Bloomberg

We’re Raising the Standard of Conduct for Broker-Dealers