Beyond Automation: Mastering Process & Governance in Wealth Management (Part 2)
Description
In this second part of our deep dive into compliance, host Danni Le Grande is joined again by Selin Ertac from Tangelo Advice Consulting to tackle Tangelo's next two critical pillars: Process and governance. While WealthTech plays a crucial role in driving efficiency, today’s discussion focuses on why technology alone isn’t the solution—and how businesses must first get their processes and governance right to truly unlock its potential.
They explore:
✅ The biggest compliance risks of overcomplicated processes
✅ Why human oversight is still essential in an AI-driven world
✅ How to use process mapping to remove inefficiencies
✅ The importance of risk management & business oversight
If you're looking to streamline operations, enhance compliance culture, and build a scalable advice business, this episode is packed with practical strategies. Plus, don’t miss insights on Tangelo’s Gap Analysis and Finura Group’s Technology Health Check—essential tools to help you optimise your firm's efficiency.
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