Tech-Driven Compliance: Role Clarity & Policies in Wealth Management (Part 1)
Description
In this episode of The WealthTech Insider, host Danni Le Grande sits down with compliance expert Selin Ertac to explore the critical role of people, policy, and technology in ensuring effective compliance within wealth management. They dive into the importance of role clarity, the challenges of resistance to change, and how technology can streamline compliance processes. From crafting meaningful policies to integrating compliance into business operations, this conversation highlights the strategies firms can use to enhance efficiency, reduce risk, and foster a culture of compliance.
Tune in for key insights on simplifying compliance, leveraging technology, and ensuring your team is equipped to navigate the evolving regulatory landscape. Don’t miss Part 1 of this insightful two-part series!
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