Zane Pritchard, APAC Head of Compliance and Operational Risk Control at UBS
Update: 2020-03-22
Description
In this episode of the Three Lines of Defence Podcast, Zane Pritchard, APAC Head of Compliance and Operational Risk Control at UBS joins us to talk about his career in the banking & finance industry and his vast experience in working in the three lines of defence.
Zane has worked for almost 19 years at UBS. He has held a variety of different roles through the years in legal and compliance such as Russian Head of Compliance, Head of Legal and Compliance, and APAC Head of Business Risk for Wealth Management. He started his current role in UBS in March 2019.
In this episode:
Links:
Zane has worked for almost 19 years at UBS. He has held a variety of different roles through the years in legal and compliance such as Russian Head of Compliance, Head of Legal and Compliance, and APAC Head of Business Risk for Wealth Management. He started his current role in UBS in March 2019.
In this episode:
- Zane shares about his early life and where he grew up.
- The reason he decided to develop a career in banking and financial services and the three lines of defence.
- How mentors have helped develop his career and leadership style.
- Significant turning point in his career that brought him to where he is today.
- Best lessons that he has picked up throughout his career.
- Key attributes of an effective leader.
- Characteristics he looks for when hiring for leadership roles.
- Challenges he experienced in covering a region like Asia.
- Advice he would give to a younger version of himself.
- Key attributes for people who work in compliance.
- The impact of technology on compliance.
- The role of compliance in defining the risk culture of a company.
- His thoughts on job mobility and how it advances the career of an individual.
- Managing the level of stress in his leadership roles.
- Zane’s passions outside of work.
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