Capital Raising Compliance Before & After Your Raise - E1138 - CFC
Description
Most syndicators think compliance starts after the deal is under contract.
They wait to bring in a securities attorney until the docs are needed…
But by then, it might be too late.
In this episode of Cash Flow Connections, I’m joined (for the third time) by Mauricio Rauld—one of the few attorneys who actually makes securities law fun to learn.
We break down:
The syndicator blind spot that can blow up your raise
Why social media could be your biggest compliance risk
How to choose between 506(b) and 506(c) before you even have a deal
The critical difference between “talking to investors” and “offering securities”
The one conversation that could protect you if your deal ever goes south
If you’re raising capital (or plan to)… you need to hear this.
Take Control,
Hunter Thompson
Resources mentioned in the episode:
- Mauricio Rauld
Interested in learning how to take your capital raising game to the next level? Meet us at Capital Raiser’s Edge.
Learn more here: https://raisingcapital.com/cre
United States
