Wealth Compliance Leaders featuring Craig Watanabe, Director of IA Compliance at DFPG Investments LLC
Update: 2023-01-10
Description
In this episode, we interviewed Craig Watanabe, Director of IA Compliance at DFPG Investments LLC.
Craig entered the securities industry in 1983 and he has had a very successful career as a financial planner, branch manager, Chief Operating Officer and Chief Compliance Officer. Craig dedicates his time to advancing the wealth management and compliance profession.
A very interesting and insightful discussion that you won't want to miss.
== For more information ==
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