Wealth Compliance Leaders featuring Randy Barnes from InvestorCOM - Part 2
Description
In today’s conversation, we're re-joined by Randy Barnes, Director of Sales and Product Engineering at InvestorCOM. Randy is a wealth industry veteran and has dedicated his career to digitizing the advisor’s desktop.
In this episode, we chat with Randy to find out:
* What he has learned in conversations with clients about Regulation Best Interest (Reg BI) and the DOL's PTE 2020-02
* How InvestorCOM's compliance dashboard supports clients in completing their Retrospective Review process
* What would keep Randy up at night if he were doing the job of a Chief Compliance Officer
== For more information ==
InvestorCOM Website: https://investorcom.com/
InvestorCOM Social Media:
Twitter: https://twitter.com/InvestorCOMInc
LinkedIn: https://www.linkedin.com/company/investorcominc
United States
