Wealth Compliance Leaders featuring Gary Davis Jr, Operations & Compliance Executive
Description
Today we talk with Gary Davis Jr, an accomplished operations and compliance executive with more than 25 years of experience helping clients with the ever-changing regulatory landscape.
In this episode, we ask Gary ...
* As a veteran in the regulatory and compliance industry, what has that journey been like, and what has he learned?
* In just the past two years, there has been a lot of fairly material change in wealth management regulation – how does someone in the compliance industry keep up?
* What are some best practices for dealing with regulatory change, and what role does tech play in adapting to new regulations?
* If he had a magic wand, what would you do to transform the industry for the better?
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